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Internal Control Manager M/F

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Vacancy details

General information

Entity

About Indosuez Wealth Management in Asia
Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.

By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.  

Reference

2026-113961  

Publication date

06/07/2026

Position description

Business type

Types of Jobs - Risk Management / Control

Job title

Internal Control Manager M/F

Contract type

Permanent Contract

Expected start date

01/09/2026

Management position

No

Job summary

Outline of the Position

  • Support the Internal Control Team for Private Banking Hong Kong by monitoring Front Office selling processes and related activities. Ensure effective risk identification, control execution, and compliance with regulatory and internal requirements.

Key Responsibilities

  • Execute and monitor FO control activities, including transaction monitoring, suitability mismatch control, third-party fund transfer controls, fee and commission controls, best executions, etc
  • Ensure control execution meets standards of timeliness, completeness, and accuracy, with proper documentation of evidence
  • Identify control lapses and recommend improvements to control design and effectiveness
  • Provide advisory and guidance to Front Office on control matters; escalate issues appropriately and drive follow-up remediation actions
  • Collaborate with Front Office, Investment Advisors, Product Specialist, Compliance and Risk to ensure Private Banking operates within a robust and compliant risk and control environment
  • Work closely with the Internal Control Team in Singapore to create synergies, and support initiatives to automate and streamline control processes
  • Support the Head of Operational Risk Management & Quality Assurance, Asia in strengthening the control framework and contributing to management reporting and procedures update
  • Participate in HKMA onsite examinations and internal/external audits, including evidence preparation and responses to findings
  • Perform ad-hoc tasks/projects as assigned and deliver timely updates on assigned workstreams

Position location

Geographical area

Asia, Hong Kong

City

29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong  Hong-Kong

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

University degree holder

Level of minimal experience

6-10 years

Experience

5 – 7 years relevant experience in risk control/compliance testing within financial services

Required skills

  • Strong knowledge of Private Banking selling processes, FO activities, and relevant regulatory requirements
  • Proactive, independent judgement, strong analytical and problem-solving skills
  • Excellent writing and documentation skills for control files and reports
  • Strong team player and good communication skills

Technical skills required

Proficient in MS Word, Excel, PowerPoint

Languages

Fluent in English and Cantonese & Mandarin (spoken and written)