General information
Entity
About Indosuez Wealth Management in Asia
Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.
Reference
2019-37360
Publication date
25/02/2019
Position description
Business type
Types of Jobs - Compliance / Financial Security
Contract type
Permanent Contract
Management position
No
Job summary
Outline of the Position:
- Assist the Head of Compliance in overseeing the compliance functions of the Hong Kong Branch
- Take charge of the AML review team
Key Responsibilities:
- Support the Team Leader in the day-to-day handling of matters falling under AML monitoring & review;
- Perform periodic client account review on existing clients;
- Perform transaction monitoring on client accounts;
- Perform clearance on PEP and adverse news screening;
- Assist in preparing AML committee agenda;
- Develop, maintain, review and enhance AML & compliance related policies and procedures as well as proper control to ensure that the Bank’s activities are in compliance with the latest regulatory requirements;
- Participate in the Bank’s ad-hoc compliance projects and provide compliance support;
- Handle staff enquiries on internal policies and procedures;
- Handle staff enquires on internal rules and compliance issues.
Position localisation
Geographical area
Asia, Hong Kong
City
29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
Degree in Business or related discipline
Level of minimal experience
6-10 years
Experience
5 years compliance experience;
Prior working experience in KYC, AML and other regulatory aspects in the banking industry; experience in private banking will be an asset
Required skills
Positive and self-motivated;
Good communication and interpersonal skills.
Technical skills required
AML, KYC and regulatory compliance knowledge
Languages
Good command of spoken and written English and Chinese;