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Moteur de recherche d'offres d'emploi Indosuez Wealth Management

Compliance Officer - KYC AML (6-9 months contract)


Vacancy details

General information

Entity

Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.
  

Reference

2020-46087  

Publication date

29/09/2020

Position description

Business type

Types of Jobs - Compliance / Financial Security

Contract type

Fixed-Term Contract

Term (in months)

6

Management position

No

Job summary

Outline of the Position:

  • Assist with the AML/KYC and DOBA program (“AML Program”) so as to ensure that the Bank and their staff are complying with all applicable AML and KYC in-country legal and regulatory requirements governing account opening, their respective businesses and the Bank’s DOBA requirements;
  • Assist with the Senior AML/KYC manager to regularly improve the AML Program;
  • Plan, manage and undertake such of the Bank’s Compliance projects in relation to the Bank’s business which may be assigned by the supervisor from time to time.
  • Build a constructive and effective working relationship with the Compliance team, business line, Middle Office and all the Bank’s stakeholders;
  • Identify and report to his/her supervisor compliance issues identified by the AML Program;
  • Coordinate his/her compliance efforts with those of the Bank’s global directives and initiatives;
  • Assist the Senior on developing and managing the on-going monitoring and review strategy for the Bank’s AML Program;
  • Assist the Senior to develop, implement and maintain monitoring and review programs for the Bank’s AML Program;
  • Assist the Senior in enhancement of the AML Program in response to new laws and regulations as well as new products and services;
  • Assist the Senior in respond to law enforcement or regulatory requests and undertake necessary regulatory reportings and filings under the supervision of his/her supervisor;
  • Report promptly to his/her supervisor any actual or potential compliance issues which may affect customer suitability, pose reputational, regulatory, legal and other risks to the Bank, or expose the Bank to potential losses, and recommend suitable courses of action to address these risks; and
  • Ensure identified errors, improper conduct or compliance exceptions are brought to the attention of his/her supervisors and receive appropriate corrective action.
     

 

Position localisation

Geographical area

Asia, Singapore

City

168 Robinson Road #23-03 Capital Tower 068912 Singapore

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

• University degree or equivalent / Compliance role in a bank/private bank

Level of minimal experience

0-2 years

Experience

• Relevant AML/KYC experience in private banking experience will be an advantage

Required skills

• Proficiency in Microsoft Excel, Word, PowerPoint and other PC applications

Technical skills required

• be able to foster a constructive and effective working relationship with all the Bank's stakeholders who may be impacted or covered by, or involved in the implementation of Compliance policies and procedures;
• be a strong team player who is strategic and yet practical, able to navigate through diverse cultures, and develop and lead strategies in the face of an increasingly-regulated landscape;
• be able to manage, motivate and train his/her direct reports so as to maximize their job performance;
• be focused on achieving results for the Bank;
• have strong analytical skills and ability to make sound judgments especially in the absence of absolute clarity in the legal and regulatory environment;
• have excellent verbal/written communication skills and interpersonal communication skills;
• have strong research, investigative and analytical skills;
• have strong organizational, multi-tasking and prioritization skills;