Moteur de recherche d'offres d'emploi Indosuez Wealth Management

Assistant Manager/Officer, Internal Control M/F

Vacancy details

General information


About Indosuez Wealth Management in Asia
Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.



Publication date


Position description

Business type

Types of Jobs - Risk Management / Control

Job title

Assistant Manager/Officer, Internal Control M/F

Contract type

Permanent Contract

Expected start date


Management position


Job summary

Outline of the Position:

Work as an invaluable asset in the Internal Control Team of Private Banking in the monitoring of selling process and the performance of internal control.

Key Responsibilities:

  • Perform transaction monitoring regarding internal control on selling process as stipulated in the compliance procedures
  • Perform control on Pre-trade negative disclosure on DPS and other first level controls
  • Perform control on suitability mismatches
  • Perform control on third party fund transfers
  • Perform control on client pricing agreements, fees and monetary benefits
  • Assist front office users for questions related to internal control
  • Provide support to test and implement new internal control tools
  • Assist in the maintenance of internal control monitoring tool

Position location

Geographical area

Asia, Hong Kong


29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong  Hong-Kong

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

University degree holder in Business Administration or equivalent

Level of minimal experience

3-5 years


2 – 4 years relevant experience in internal / business control is preferred


Required skills

  • Ability to provide results before deadlines
  • Detailed minded and ability to handle tasks in coherent way
  • Analytical skills in order to identify weak points needing further clarifications
  • Good writing skills and precision in preparing document / control files according to internal rules
  • A team player and good communication skills

Technical skills required

  • Good knowledge of private banking products
  • Proficient in MS Word, Excel and PowerPoint


Proficiency in both spoken and written in English, Cantonese and Putongua