Entity
About Indosuez Wealth Management in Asia
Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.
Reference
2023-74982
Publication date
24/03/2023
Outline of the Position:
Work as an invaluable asset in the Internal Control Team of Private Banking in the monitoring of selling process and the performance of internal control.
Key Responsibilities:
- Perform transaction monitoring regarding internal control on selling process as stipulated in the compliance procedures
- Perform control on Pre-trade negative disclosure on DPS and other first level controls
- Perform control on suitability mismatches
- Perform control on third party fund transfers
- Perform control on client pricing agreements, fees and monetary benefits
- Assist front office users for questions related to internal control
- Provide support to test and implement new internal control tools
- Assist in the maintenance of internal control monitoring tool
University degree holder in Business Administration or equivalent
2 – 4 years relevant experience in internal / business control is preferred
Create candidate area